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The company only transacts business in states where it is
properly registered, or excluded or exempted from registration
requirements. Follow-up and individualized responses to persons that
involve either the effecting or attempting to effect of transactions
in securities, or the rendering of
personalized investment advice for compensation, as the case may be, will not be made absent compliance with state investment advisor and investment advisor representative registration requirements, or and applicable exemption or exclusion. If IAR is identified in the communication, the nature of the IAR's affiliation with the Company must be prominently disclosed.
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